PRIVACY POLICY 

What Does One Brick Capital, LLC Do With Your Personal Information?  

  

The Law  

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.  

  

Our Policy  

The types of personal information we collect and share depend on the product or service you have with us. This information can include: • Income • Employment and residential information • Social security number  • Cash balance • Security balances • Transaction detail history • Investment objectives, goals, and risk tolerance When you are no longer our customer, we continue to share your information as described in this notice.  

  

Your Rights  

All financial companies need to share customers’ personal information to run their everyday business. We list below the reasons financial companies can share their customers’ personal information; the reasons One Brick Capital, LLC chooses to share; and whether you can limit this sharing.  

  

Definitions  

Everyday Business Purposes  

The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.  

Affiliates  

Companies related by common ownership or control. They can be financial and nonfinancial companies. One Brick Capital, LLC has no affiliates.  

Non-Affiliates  

Companies not related by common ownership or control. They can be financial and nonfinancial companies. One Brick Capital, LLC does not share information with non-affiliates for marketing purposes.  

Joint Marketing  

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.  One Brick Capital, LLC does not engage in joint marketing with non-affiliates.  

  

   

Reasons we can share your personal information  

Does One Brick Capital, LLC share?   Yes 

Can you limit this sharing?   NO 

For our everyday business purposes—such as to provide advice, process your transactions, and maintain your account(s)  

For our marketing purposes—to offer our products and services to you?  Yes we share,  No you cannot limit  

For joint marketing with other financial companies?  No, we do not share  

For our affiliates’ everyday business purposes— information about your transactions and experiences  

No, we do not share.  

For our affiliates’ everyday business purposes— information about your creditworthiness?  No, we do not share.  

For our affiliates to market to you?   No, we do not share.  

For non-affiliates to market to you?  No, we do not share.  

Contact Us Call One Brick Capital, LLC at 614.530.9733.  

  

Sharing Practices  

How often does One Brick Capital, LLC notify me about their practices?  

We must notify you about our sharing practices when you open an account and each year while you are a customer.  

How does One Brick Capital, LLC protect my personal information?  

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.  

How does One Brick Capital, LLC collect my personal information?  

We collect your personal information, for example, when you • establish an investment advisory relationship • contract for financial planning services • open an account or deposit money with custodians • purchase or sell securities with executing broker-dealers• We also collect your personal information from others, such as custodians, broker-dealers, or other companies.  

Why can’t I limit all sharing?  

Federal law gives you the right to limit sharing only for • affiliates’ everyday business purposes—information about your creditworthiness • affiliates to market to you • non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing.